Security Laws
Securities Laws in India regulate the issuance, trading, and transfer of securities, ensuring transparency, investor protection, and orderly functioning of the capital markets. The Firm advises and represents clients on a wide range of matters arising under India’s securities and capital markets regulatory framework, with a focus on compliance, risk management, and dispute resolution.
​
Our practice encompasses advisory, regulatory, and contentious matters under laws governed by the Securities and Exchange Board of India (SEBI) and other market regulators.
​
Regulatory & Compliance Advisory
We assist companies, intermediaries, promoters, and market participants in understanding and complying with applicable securities laws and regulations. Our advisory services include compliance under SEBI regulations relating to listing obligations, disclosure requirements, insider trading, takeover and substantial acquisition norms, and corporate governance standards. We also advise on continuous disclosure obligations and regulatory filings with stock exchanges and SEBI.
​
Capital Markets & Securities Transactions
​
The Firm provides legal support in relation to securities-related transactions, including public issues, private placements, rights issues, preferential allotments, employee stock option schemes (ESOPs), and debt securities. We advise on structuring, documentation, regulatory approvals, and post-issue compliance to ensure adherence to applicable laws and regulations.
​
SEBI Investigations & Enforcement Actions
​
We represent clients in inquiries, inspections, investigations, and enforcement proceedings initiated by SEBI and other regulatory authorities. Our services include responding to show-cause notices, representing clients before adjudicating officers, Whole Time Members of SEBI, and appellate forums, including the Securities Appellate Tribunal (SAT).
​
Securities Litigation & Dispute Resolution
​
Our practice includes representation in disputes arising out of securities transactions and regulatory actions before appropriate judicial and quasi-judicial forums. We handle matters involving allegations of market manipulation, insider trading, misrepresentation, non-compliance with disclosure norms, and violations of listing regulations.
​
Investor Advisory & Protection
​
We also advise investors on their rights and remedies under securities laws, including grievance redressal mechanisms, regulatory complaints, and legal recourse against listed entities, intermediaries, and market participants.
​
Our Approach
​
The Firm adopts a practical and compliance-focused approach, combining regulatory insight with strong dispute management capabilities. We work closely with clients to:
-
Mitigate regulatory and compliance risks
-
Navigate complex securities regulations
-
Respond effectively to regulatory scrutiny
-
Protect commercial and reputational interests
With a thorough understanding of India’s securities regulatory framework and evolving market practices, the Firm is committed to providing reliable and solution-oriented legal support in securities law matters.
